Broker Dealer Compliance Officer Remote (Town of Smithtown) Job at CXG Holdings Inc, Smithtown, NY

elM1cmdROEhWUHI5cjJwZVdoTkhrZlNp
  • CXG Holdings Inc
  • Smithtown, NY

Job Description

Benefits:
  • 401(k)
  • Dental insurance
  • Flexible schedule
  • Opportunity for advancement
  • Paid time off
  • Parental leave
  • Training & development
  • Vision insurance

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will have prior experience and hold active FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations.

Compliance Exchange Group (CXG) is the market leader in providing comprehensive turn-key services for Broker Dealers, including CMA / NMA services, buying, selling, and building Broker Dealers. We are the architects responsible for building successful firms for our clients, including principal outsourcing at all levels such as CCO, FINOP, and CEO, as well as developing regulatory compliance systems to meet FINRA, SEC, state, and federal requirements.

We are passionate about our work and are on a growth trajectory. CXG is composed of professionals dedicated to building and maintaining broker-dealers. We offer a fully remote work environment, a company culture that encourages personal and professional development, and a healthy work-life balance. Our benefits include competitive compensation, flexible work schedules, PTO, 401(k) with employer contributions, performance-based bonuses, opportunities for growth, and more!

This role is available as both a W2 and 1099 opportunity, with a compensation range of $40-$60 per hour.

This is a remote position.

#J-18808-Ljbffr

Job Tags

Hourly pay, Full time, Remote work, Flexible hours,

Similar Jobs

Boston Services

WI LTC CNA, Full Time PM Shift (2pm-10pm), Every other weekend Job at Boston Services

 ...Must hold and maintain Certified Nursing Assistant certification. Night Shift current BLS required. 1+ years of related work experience...  ...every other weekend Specialty Type: Nursing Sub Specialties: CNA LTC, Long Term Care (LTC) General Certifications: General... 

UP Health System - Marquette

RN - Operating Room Job at UP Health System - Marquette

 ...RN - Operating Room at UP Health System - Marquette summary: A Registered Nurse (RN) in the Operating Room provides specialized patient care including medication administration, clinical treatments, and patient monitoring during surgical procedures. They collaborate... 

Chowbus

Independent Sales Agent -1099 Job at Chowbus

 ...Partner Network 1099 Agent Opportunity Location: Work From Anywhere(United States) Position: Independent Sales Contractor (1099) Compensation: 100% Residual...  ...your signed accounts. ~100% remote work from home, your favorite coffee shop, or while traveling.... 

Uncommon Schools

ESL Teacher Job at Uncommon Schools

 .... If you're ready to work hard, do good, and make a lasting difference, we want you on our team! Position Overview: ESL Teacher As an English as a Second Language (ESL) Teacher , you will play a crucial role in guiding K-12 ESL students across several Camden Prep... 

Americannmade

Fire Watch Officer Job at Americannmade

 ...Job Description Job Description Fire Watch Officer Job Description Reports to: Regional Security Manager Who We Are We are a leading Cannabis production facility growing fast in a fast-growing industry, seeking a person for our Security / Fire Watch Officer...